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Preface
6
Contents
8
Contributors
10
Part I Overview and System Technologies
12
1 Social Demand of New Generation Information Network: Introduction to High Spectral Density Optical Communication Technology
13
1.1 Achievements and Challenges of Fiber-Optic Communication Technology
13
1.2 Social Demands Requiring Advanced Photonic Network
14
1.3 Technical Issues for New Generation Network
17
1.4 Fundamental Problems of High Spectral Density Modulation Technology
18
References
19
2 Coherent Optical Communications: Historical Perspectives and Future Directions
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2.1 History of Coherent Optical Communications
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2.1.1 Coherent Optical Communication Systems 20 Years Ago
22
2.1.2 Revival of Coherent Optical Communications
25
2.2 Principle of Coherent Optical Detection
30
2.2.1 Coherent Detection
30
2.2.2 Heterodyne Receivers
31
2.2.3 Homodyne Receivers
33
2.2.4 Homodyne Receiver Employing Phase and Polarization Diversities
36
2.2.5 Carrier-to-Noise Ratio
38
2.3 Digital Signal Processing in Coherent Receivers
40
2.3.1 Basic Concept of the Digital Coherent Receiver
40
2.3.2 Sampling of the Signal and Clock Extraction
42
2.3.3 Phase Estimation
42
2.3.4 Polarization Alignment
44
2.3.5 Equalization of Inter-symbol Interference
50
2.4 Performance of the Digital Coherent Receiver
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2.4.1 Optical Circuit for the Homodyne Receiver Comprising Phase and Polarization Diversities
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2.4.2 Receiver Sensitivity
54
2.4.3 Polarization Sensitivity
55
2.4.4 Phase Noise Tolerance
55
2.4.5 Coherent Demodulation of Multi-level Encoded Signals
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2.5 Challenges for the Future
58
References
58
3 Ultrahigh Spectral Density Coherent Optical Transmission Technologies
60
3.1 Introduction
60
3.2 Spectral Efficiency of QAM Signal and Shannon Limit
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3.3 Fundamental Configuration and Key Components of QAM Coherent Optical Transmission
64
3.3.1 C2H2 Frequency-Stabilized Erbium-Doped Fiber Ring Laser
66
3.3.2 Optical PLL for Coherent Transmission Using Heterodyne Detection with Fiber Lasers
68
3.3.3 Optical IQ Modulator
71
3.3.4 Digital Demodulator
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3.4 Single-Channel 1 Gsymbol/s, 128 QAM Transmission
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3.4.1 1 Gsymbol/s, 128 QAM Transmission Setup
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3.4.2 Transmission Results
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3.4.3 SPM Compensation
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3.4.4 Comparison with Theoretical OSNR Limit
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3.5 128 QAM-FDM Transmission with a Spectral Efficiency of 10bit/s/Hz
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3.6 64 QAM-OFDM Coherent Transmission
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3.6.1 Principle of OFDM Transmission
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3.6.2 24Gbit/s, 64 QAM-OFDM Coherent Transmission Experiment
83
3.7 Conclusion
87
References
87
4 ``Quasi Ultimate'' Technique
90
4.1 Introduction
90
4.2 Pilot Symbol Insertion Technique
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4.2.1 8PSK Simulation
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4.2.2 QPSK Homodyne Using Pilot Symbols
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4.3 Polarization-Multiplexed Pilot Carrier Technique
98
4.3.1 Principle
98
4.3.2 QPSK Demonstration
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4.3.3 8PSK Demonstration
102
4.4 ISI Digital Pre-equalization Technique for M-QAMs
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4.4.1 Pre-equalization for ISI
104
4.4.2 16-QAM and 64-QAM Demonstration
105
4.5 Simulated Results in 256-QAM
108
References
110
5 High-Speed and High-Capacity Optical Transmission Systems
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5.1 The Need for Capacity and Spectral Efficiency
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5.2 Modulation at High Spectral Efficiencies
114
5.2.1 Signal Orthogonality in Optical Communications
115
5.2.2 The Evolution of Optical Modulation Formats
118
5.3 Theoretical Fiber Capacity Limits
128
5.4 Conclusion
131
References
132
Part II Advanced Modulation Formats
137
6 Multilevel Signaling with Direct Detection
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6.1 Introduction
138
6.2 Combined Binary Detection
139
6.3 Receiver-Side Digital Signal Processing
141
6.4 Transmitter-Side Digital Signal Processing
143
6.5 Conclusions
146
References
146
7 High Spectral Efficiency Coherent Optical OFDM
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7.1 Overview
148
7.1.1 Background
148
7.1.2 Organization of the Chapter
151
7.2 Signal Processing in Coherent Optical MIMO-OFDM
151
7.2.1 Representation of OFDM
152
7.3 Implementation of CO-OFDM
155
7.4 Representation of Coherent Optical MIMO-OFDM
158
7.5 High-order Modulation in CO-OFDM
160
7.5.1 BER Performance of Advanced Modulation Formats in AWGN
160
7.5.2 Simulation Results on Laser Phase Noise
161
7.5.3 Experimental Investigations of Phase Noise Effects
162
7.5.4 Laser Linewidth Effects
164
7.5.5 Non-linear Phase Noise from Optical Fiber Transmissions
164
7.6 Orthogonal-Band Multiplexing Using CO-OFDM
167
7.6.1 Principle of Orthogonal-Band-Multiplexed OFDM (OBM-OFDM)
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7.6.2 Experimental Setup and Description
168
7.6.3 Experimental Results and Discussion
169
7.7 Conclusion
171
References
172
8 Polarization Division-Multiplexed Coherent Optical OFDM Transmission Enabled by MIMO Processing
174
8.1 Introduction
174
8.2 PDM Receiver with MIMO Processing
175
8.2.1 PDM-OFDM
175
8.2.2 MIMO Processing
176
8.2.3 MIMO OFDM Channel Estimation
178
8.3 10 × 122-Gb/s Transmission Experiment with PDM-OFDM
179
8.3.1 Experimental Setup
179
8.3.2 Experimental Results
182
8.4 Conclusion
184
References
184
9 No-Guard-Interval Coherent Optical OFDM with Frequency Domain Equalization
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9.1 Introduction
186
9.2 High-Capacity Challenges and Modulation Format Alternatives
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9.3 Concept of No-Guard-Interval OFDM
188
9.4 PDM No-Guard-Interval CO-OFDM Transmitter and Receiver Configuration
191
9.5 111Gbps No-Guard-Interval OFDM Transmitter and Receiver Performance
193
9.6 13.5-Tbps WDM Transmission Using 111-Gbps PDM No-Guard-Interval OFDM QPSK Format
194
9.7 Conclusions
195
References
195
10 QPSK-Based Transmission System: Trade-Offs Between Linear and Nonlinear Impairments
198
10.1 Introduction
198
10.2 Options of QPSK-Based Transceiver Implementation
199
10.3 DP Signal Impairment Due to PDL
201
10.4 Impact of Cross-Phase Modulationon SP- and DP-RZ-DQPSK Signals
203
10.5 XPM Tolerance Comparison between Direct and Coherent Detection Receivers
206
10.6 Summary
208
References
209
11 Real-Time Digital Coherent QPSK Transmission Technologies
210
11.1 Introduction
210
11.2 Algorithmic Requirements
210
11.3 Feasibility of Parallel Processing
211
11.4 Hardware Efficiency
213
11.5 Tolerance Against Feedback Delays
213
11.6 Technological Requirements
216
11.7 Real-time Implementations of Digital Coherent QPSK Receivers
217
References
219
12 Challenge for Full Control of Polarization in Optical Communication Systems
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12.1 Introduction
221
12.2 Polarization Fluctuation in Single-Mode Fibers
222
12.3 Solutions for SOP Fluctuation
223
12.3.1 Polarization-Maintaining Fiber
223
12.3.2 Polarization Control Scheme
224
12.3.3 Polarization-Diversity Scheme
226
12.3.4 Polarization Scrambling Scheme
229
12.4 Evolutions of Technology for SOP Fluctuation Problem
229
References
230
Part III Opto-electronics Devices
232
13 Semiconductor Lasers for High-Density Optical Communication Systems
233
13.1 Requirements to Spectral Linewidth
233
13.2 Spectral Linewidth of Semiconductor Lasers
235
13.3 Reports of Narrow Spectral Linewidth Semiconductor Lasers
238
13.3.1 DFB and DBR Lasers
238
13.3.2 External Cavity Semiconductor Lasers
241
13.4 Comparison between Several types of Narrow Spectral Linewidth Semiconductor Lasers
241
13.5 Reported Technologies and Issues of Tunable Semiconductor Lasers
242
13.5.1 DFB Laser Array (Wavelength Selectable Laser)
244
13.5.2 Super Structure Grating or Sampled Grating DBR Laser
244
13.5.3 External Cavity Laser
246
13.5.4 Dynamic Wavelength Drift and its Suppression
247
13.5.5 Dependence of Wavelength Tuning Scheme on Spectral Linewidth
248
13.5.6 Wavelength Stability
250
13.6 Summary
251
References
251
14 Monolithic InP Photonic Integrated Circuits for Transmitting or Receiving Information with Augmented Fidelity or Spectral Efficiency
254
14.1 Introduction
254
14.2 InP basics
256
14.3 Transmitters
260
14.3.1 Increasing the Spectral Efficiency via Polarization
261
14.3.2 Increasing the Spectral Efficiency via Phase
263
14.3.3 Increasing the Spectral Efficiency via Multiple Levels
268
14.3.4 Compensating for Fiber Chromatic Dispersion
269
14.4 Receivers
271
14.5 Conclusions
272
References
273
15 Integrated Mach--Zehnder Interferometer-Based Modulators for Advanced Modulation Formats
275
15.1 Background
275
15.2 Optical Components for Vector Modulation Schemes
277
15.3 Phase Modulator
279
15.4 Mach--Zehnder Intensity Modulator
280
15.5 Integrated Modulators for High Data Rate Signal Generation
281
15.6 High-Speed Optical Multi-level Modulation Using DPMZM and QPMZM
283
References
286
16 Key Devices for High-Speed Optical Communication and Their Application to Transceiver Module
289
16.1 High-Speed Electrical Devices and Optical Devices
289
16.2 Integration of High-Speed Devices
294
16.3 Packaging of Electrical Devices and Optical Devices
299
16.4 High-Speed Transceivers
300
16.5 Future Directions for Devices and Transceiver Modules
302
References
303
17 Forward Error Correction
304
17.1 Basic Concepts and Terminology
304
17.2 First-Generation FEC
309
17.3 Second-Generation FEC
312
17.4 Third-Generation FEC
315
17.5 Comparison with the Shannon limit
326
17.6 FEC Error Count
329
References
331
Index
335
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